Search Result

261 - 280 of 1047 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy