Search Result

221 - 240 of 1096 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

REC 1.1 Application

As Published: 2005

REC 1.1 Application

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules