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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

RCB 3.2 Annual confirmations of compliance and asset pool monitor

As Published: 2011

RCB 3.2 Annual confirmations of compliance and asset pool monitor

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

CASS 10.2 Core content requirements

As Published: 2012

CASS 10.2 Core content requirements

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

CASS 8.3 Records and internal controls

As Published: 2013

CASS 8.3 Records and internal controls

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles