Search Result

181 - 200 of 759 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities