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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application