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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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SYSC 21.1 Risk control: guidance on governance arrangements

As Published: 2010

SYSC 21.1 Risk control: guidance on governance arrangements

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COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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