Search Result

141 - 160 of 1267 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

FEES 10.1 Application, purpose and background

As Published: 2015

FEES 10.1 Application, purpose and background

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application