Search Result

101 - 120 of 1365 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

SYSC 20.2 Reverse stress testing requirements

As Published: 2010

SYSC 20.2 Reverse stress testing requirements

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report