Search Result

1161 - 1180 of 1320 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2014 to 31 March 2015

As Published: 2013

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2014 to 31 March 2015

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

CONC 2.4 Credit references: conduct of business: lenders and owners

As Published: 2014

CONC 2.4 Credit references: conduct of business: lenders and owners

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

As Published: 2014

CONC 4.8 Pre-contract: unfair business practices: consumer credit lending

CONC 3.10 Financial promotions not in writing

As Published: 2014

CONC 3.10 Financial promotions not in writing

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

TC App 4.1 Appropriate Qualification tables

As Published: 2010

TC App 4.1 Appropriate Qualification tables

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money