Search Result

1161 - 1180 of 1248 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

FEES App 1 Annex 1A Application Fees payable

As Published: 2012

FEES App 1 Annex 1A Application Fees payable

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

COBS 19.5 Independent governance committees (IGCs)

As Published: 2015

COBS 19.5 Independent governance committees (IGCs)

IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

CONC 11.2 Right of withdrawal: P2P agreements

As Published: 2014

CONC 11.2 Right of withdrawal: P2P agreements