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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

LR 20.4 Continuing obligations

As Published: 2010

LR 20.4 Continuing obligations

COLL 9.2 Section 264 recognised schemes

As Published: 2011

COLL 9.2 Section 264 recognised schemes

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

CASS 11.5 Organisational requirements

As Published: 2014

CASS 11.5 Organisational requirements

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

CASS 11.7 Selecting an approved bank at which to hold client money

As Published: 2014

CASS 11.7 Selecting an approved bank at which to hold client money

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

COBS 14.4 Provision of information by an intermediate Unitholder

As Published: 2011

COBS 14.4 Provision of information by an intermediate Unitholder

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client