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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income