Search Result

21 - 40 of 771 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

COBS 19.7 Retirement risk warnings

As Published: 2015

COBS 19.7 Retirement risk warnings

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application