Search Result

361 - 380 of 1405 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators, UCITS management companies and AIFMs

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure