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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

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PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

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CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

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