Search Result

301 - 320 of 1009 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

PR App 3.1

As Published: 2005

PR App 3.1

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?