Search Result

261 - 280 of 1308 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

COND 1.3 General

As Published: 2013

COND 1.3 General

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing