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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COBS 9.4 Suitability reports

As Published: 2007

COBS 9.4 Suitability reports

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research