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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SYSC 1.4 Application of SYSC 11 to SYSC 21

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 21

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions