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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

ICOBS 3.2 E-Commerce

As Published: 2013

ICOBS 3.2 E-Commerce

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application