Search Result

541 - 560 of 1190 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

CREDS App 1.1 Key Definitions

As Published: 2011

CREDS App 1.1 Key Definitions

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties