Search Result

521 - 540 of 1078 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

PR App 1.1

As Published: 2005

PR App 1.1

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)