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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

FEES 10.4 Relieving provisions

As Published: 2015

FEES 10.4 Relieving provisions

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

LR 5.4A Transfer between listing categories: Equity shares

As Published: 2009

LR 5.4A Transfer between listing categories: Equity shares

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

As Published: 2005

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

RCB 6.2 Policy on decision and warning notices

As Published: 2008

RCB 6.2 Policy on decision and warning notices

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors