Search Result

161 - 180 of 1238 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for banks, building societies and investment firms

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

FEES 7.2 The CFEB levy

As Published: 2011

FEES 7.2 The CFEB levy

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

COND 1.1A Application

As Published: 2013

COND 1.1A Application

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 1A.3 The FCA's approach to supervision

As Published: 2013

SUP 1A.3 The FCA's approach to supervision