Search Result

121 - 140 of 1328 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities