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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COND 1.1A Application

As Published: 2013

COND 1.1A Application

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2013

SUP 10A.13 Application for approval and withdrawing an application for approval