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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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SUP 10A.15 References and accurate information

As Published: 2013

SUP 10A.15 References and accurate information

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CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

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BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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ICOBS 2.4 Record-keeping

As Published: 2011

ICOBS 2.4 Record-keeping

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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