Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

…

CASS 8.2 Definition of mandate

As Published: 2012

CASS 8.2 Definition of mandate

…

CONC 5.5 Creditworthiness assessment: P2P agreements

As Published: 2014

CONC 5.5 Creditworthiness assessment: P2P agreements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 10.1 Preliminary

LR 5.4A Transfer between listing categories: Equity shares

PERG 8.3 Financial promotion

RCB 3.6 Fees and other matters

REC 4.2C Control over a UK RIE

FEES 6.3 The FSCS's power to impose levies

REC 3.13 Delegation of relevant functions

SUP 16.15 Reporting under the Electronic Money Regulations

REC 5.1 Introduction and legal background

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

MIPRU 4.2A Credit risk capital requirement

PERG 5.13 Appointed representatives

MAR 5.3 Trading process requirements

MCOB 9.5 Disclosure at the offer stage for equity release transactions

REC 3.20 Disciplinary action relating to members

REC 4.9 Disciplinary measures

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading