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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 1.1 Application

As Published: 2005

REC 1.1 Application

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

COBS 4.6 Past, simulated past and future performance

As Published: 2007

COBS 4.6 Past, simulated past and future performance

PR App 1.1

As Published: 2005

PR App 1.1

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

As Published: 2007

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE