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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 20.2 Requirements for listing

As Published: 2010

LR 20.2 Requirements for listing

LR 3.1 Application

As Published: 2005

LR 3.1 Application

LR 18.1 Application

As Published: 2005

LR 18.1 Application

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2008

COBS 10.7 Record keeping and retention periods for appropriateness records

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

CONC 4.6 Pre-contract disclosure: continuous payment authorities

As Published: 2014

CONC 4.6 Pre-contract disclosure: continuous payment authorities

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

MIPRU 4.2D Liquidity resources requirements

As Published: 2013

MIPRU 4.2D Liquidity resources requirements

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

As Published: 2004

MCOB 9.6 Disclosure at the start of the contract and after sale for equity release transactions

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

BIPRU 11.2 Basis of disclosures

As Published: 2013

BIPRU 11.2 Basis of disclosures