Search Result

661 - 680 of 1183 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

PERG 15.3 Payment Services

As Published: 2009

PERG 15.3 Payment Services

IFPRU 4.9 Stress tests

As Published: 2014

IFPRU 4.9 Stress tests

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

MCOB 6.4 Mortgages: content of the offer document

As Published: 2004

MCOB 6.4 Mortgages: content of the offer document

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

REC 1.1 Application

As Published: 2005

REC 1.1 Application