Search Result

321 - 340 of 1158 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

As Published: 2011

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background