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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages