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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

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COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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COBS 4.13 UCITS

As Published: 2011

COBS 4.13 UCITS

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LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

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LR App 2.1

SUP 13.2 Introduction

COLL 2.1 Authorised fund applications

BIPRU 1.1 Application

SUP 11.4 Requirements on firms

BIPRU 8.5 Basis of consolidation

COBS 2.4 Agent as client and reliance on others

PR 2.1 General contents of prospectus

PERG 13.4 Financial Instruments

COBS 4.12 Restrictions on the promotion of non-mainstream pooled investments

COBS 4.1 Application

DISP 1.11 The Society of Lloyd's

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading