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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

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SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

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PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

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PERG 13.2 General

As Published: 2011

PERG 13.2 General

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

As Published: 2007

SUP 2.3 Information gathering by the appropriate regulator on its own initiative: cooperation by firms

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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