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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

IFPRU 4.3 Guidance on internal ratings based approach: high level material

As Published: 2014

IFPRU 4.3 Guidance on internal ratings based approach: high level material

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements