Search Result

241 - 260 of 1317 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

As Published: 2010

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 12.2 UK UCITS management companies

As Published: 2011

COLL 12.2 UK UCITS management companies

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID