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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

SUP 10A.3 Provisions related to the Act

As Published: 2013

SUP 10A.3 Provisions related to the Act

CASS 11.6 Statutory trust

As Published: 2014

CASS 11.6 Statutory trust

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

MAR 8.1 Application and purpose

As Published: 2013

MAR 8.1 Application and purpose

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

As Published: 2007

REC 4.2E Information: compliance of UK recognised bodies with EU requirements

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity