Search Result

641 - 660 of 1310 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

REC 3.20 Disciplinary action relating to members

As Published: 2013

REC 3.20 Disciplinary action relating to members

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2014

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension or restriction

COBS 3.3 General notifications

As Published: 2007

COBS 3.3 General notifications

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications