Search Result

541 - 560 of 882 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

SYSC 20.1 Application and purpose

As Published: 2009

SYSC 20.1 Application and purpose

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose