Search Result

401 - 420 of 1262 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2014

PERG 4.7 Entering into a regulated mortgage contract

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

CONC 6.4 Appropriation of payments

As Published: 2014

CONC 6.4 Appropriation of payments

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities