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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents