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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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REC 3.7 Auditors

As Published: 2013

REC 3.7 Auditors

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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