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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

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LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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