Search Result

1281 - 1300 of 1401 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2005

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

SUP App 3.1 Application

As Published: 2003

SUP App 3.1 Application

MIPRU 5.1 Application and purpose

As Published: 2006

MIPRU 5.1 Application and purpose

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

TC App 5.1

As Published: 2010

TC App 5.1

CASS 7A.3 Secondary pooling events

As Published: 2010

CASS 7A.3 Secondary pooling events

COBS 16.1 General client reporting requirement

As Published: 2007

COBS 16.1 General client reporting requirement

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2009

COBS 4.3 Financial promotions to be identifiable as such

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

CASS 1.5 Application: electronic media and E-Commerce

As Published: 2007

CASS 1.5 Application: electronic media and E-Commerce

COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing