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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider and platform service provider requirements relating to adviser charging and remuneration

CONC 5A.6 Interpretation

As Published: 2015

CONC 5A.6 Interpretation

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

COBS 20.5 With-profits governance

As Published: 2012

COBS 20.5 With-profits governance

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

BIPRU 5.5 Other funded credit risk mitigation

As Published: 2010

BIPRU 5.5 Other funded credit risk mitigation

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions

As Published: 2010

BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions