Search Result

461 - 480 of 1303 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

COBS 6.2A Describing advice services

As Published: 2010

COBS 6.2A Describing advice services

COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement