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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

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CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

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CONC 8.3 Pre contract information and advice requirements

As Published: 2014

CONC 8.3 Pre contract information and advice requirements

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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