Search Result

161 - 180 of 1119 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction