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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

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SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

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PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

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